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How To File Securities
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The NAIC is now offering

"How to File Securities with the SVO"

online!

If you or someone on your staff can benefit from a course that helps take the guesswork out of filing securities with the SVO, we encourage you to read on.

The NAIC offers a one-week online course -- How to File Securities with the SVO -- that will take you through the filing process (ISIS) and discuss the types of securities currently required to be filed, as well as those that do not need to be filed.

When you have completed the course, you will be able to explain what is to be filed, when you should file, and the necessary documents to include with your filings. The course is intended to help you file your securities more effectively, efficiently, and completely, all of which can help move the filing process along more smoothly.

SVO staff facilitate the course and are available to answer questions throughout the week.
Six (6) hours of continuing education credit is available!

Next Course Dates: June 21-28 and August 2-9, 2010.
Public tuition has not gone up this year! It is still $595 for the one-week course.

Space is limited, so you are encouraged to register as soon as possible. Payment must accompany registration form and be received by May 31 (first session) or July 12 (second session) to guarantee your place. Register online at http://www.naic.org/education_home.htm
or
complete and return the registration form in the brochure, which is now available at http://www.naic.org/documents/education_schedule_file_securities_svo.pdf.
You will be contacted via e-mail with confirmation of your registration, your password, and login information.

 

 

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